Corporate Finance
Corporate Finance is a specialized field within finance that focuses on the financial decision-making of corporations. It involves the study of how corporations acquire capital, allocate resources, and manage financial risks to maximize shareholder wealth.
This comprehensive guide covers time value of money, capital budgeting (NPV, IRR), cost of capital (WACC, CAPM), and dividend policy.
1Introduction
Corporate finance addresses three fundamental questions faced by financial managers:
- Investment Decisions (Capital Budgeting): What long-term investments should the firm undertake?
- Financing Decisions (Capital Structure): How should the firm raise the capital required for these investments?
- Dividend Decisions (Payout Policy): How should the firm return capital to shareholders?
Tesla frequently accessed capital markets through equity offerings and convertible debt to finance its growth. These funds were deployed into massive capital expenditures for Gigafactories, R&D, and charging network expansion, demonstrating how financing and investment decisions directly impact valuation.
2Key Definitions
Net Present Value (NPV)
The difference between present value of cash inflows and outflows over time.
Internal Rate of Return (IRR)
The discount rate that makes NPV equal to zero.
WACC
Weighted Average Cost of Capital - the average rate of return paid to finance assets.
Cost of Equity (Re)
The rate of return required by equity investors, reflecting riskiness of cash flows.
Cost of Debt (Rd)
The effective rate a company pays on its current debt.
Capital Structure
The specific mix of debt and equity used to finance assets.
Systematic Risk
Market risk that cannot be eliminated through diversification.
Unsystematic Risk
Company-specific risk that can be eliminated through diversification.
3Time Value of Money
The Time Value of Money is the bedrock of corporate finance, asserting that a dollar today is worth more than a dollar tomorrow.
Key Formulas
Future Value: FV = PV × (1 + r)n
Present Value: PV = FV / (1 + r)n
PV of Ordinary Annuity: PV = PMT × [1 - (1+r)-n] / r
PV of Perpetuity: PV = PMT / r
EAR: (1 + rnominal/m)m - 1
4Capital Budgeting Decisions
Net Present Value (NPV)
NPV measures the difference between the present value of cash inflows and outflows. Accept projects with NPV > 0.
NPV = ∑ CFt / (1 + r)t - Initial Investment
Internal Rate of Return (IRR)
IRR is the discount rate that makes NPV = 0. Accept projects where IRR > Cost of Capital.
Payback Period
The length of time required to recover the initial cost. Simple to calculate but ignores TVM and cash flows beyond the payback period.
NPV vs. IRR Conflict
For mutually exclusive projects, NPV should be preferred because it directly measures the increase in shareholder wealth and uses a more realistic reinvestment assumption.
5Risk and Return
CAPM Formula
E[Ri] = Rf + βi × (E[RM] - Rf)
Rf = Risk-free rate
β = Beta (systematic risk measure)
(E[RM] - Rf) = Market Risk Premium
Beta Interpretation
β = 1
Moves with the market
β > 1
More volatile (aggressive)
β < 1
Less volatile (defensive)
6Cost of Capital
WACC Formula
WACC = (E/V) × Re + (D/V) × Rd × (1 - Tc)
E/V = Weight of Equity
D/V = Weight of Debt
Re = Cost of Equity
Rd = Cost of Debt (pre-tax)
Tc = Corporate Tax Rate
Trade-off Theory
The optimal capital structure balances the tax benefits of debt (interest is tax-deductible) against the costs of financial distress (bankruptcy costs, agency costs).
7Dividend Policy
Key Theories
Miller-Modigliani Irrelevance
Under perfect markets, dividend policy does not affect firm value. Investors can create "homemade dividends."
Bird-in-Hand Theory
Investors prefer current dividends over future capital gains because dividends are more certain.
Dividend Types
- Cash Dividends: Regular cash payments to shareholders
- Stock Dividends: Additional shares instead of cash (does not change firm value)
- Stock Splits: Dividing shares to increase liquidity (does not change firm value)
- Stock Repurchases: Buying back own shares from the market
8Working Capital Management
Cash Conversion Cycle
CCC = DOI + DSO - DPO
DOI = Days of Inventory Outstanding
DSO = Days Sales Outstanding (Receivables)
DPO = Days Payables Outstanding
A shorter CCC generally indicates better working capital management and greater liquidity.
9Worked Examples
Medium
NPV Analysis for Alpha Corp.
Initial investment: